MiFID II / MiFIR

To νέο καθεστώς παροχής επενδυτικών υπηρεσιών πρόκειται να τεθεί σε πλήρη εφαρμογή από την 3η Ιανουαρίου 2018 με την έναρξη εφαρμογής των διατάξεων του Κανονισμού (ΕΕ) 600/2014 (MiFIR) και της Οδηγίας 2014/65/ΕΕ (MiFID II), αλλά και των κατ' εξουσιοδότηση Κανονισμών που συμπληρώνουν τα δύο νομοθετήματα. Το νέο πλαίσιο περιλαμβάνει σημαντικές διαφοροποιήσεις σε σχέση με τη MiFID I, κυρίως σε ό,τι αφορά στο εύρος των χρηματοπιστωτικών μέσων που εμπίπτουν στις υποχρεώσεις προ-συναλλακτικής και μετα-συναλλακτικής διαφάνειας, στη διάρθρωση της αγοράς, στην ενίσχυση της διαφάνειας των συναλλαγών και στην προστασία των επενδυτών.
Νομοθετικό πλαίσιο
Μέτρα επιπέδου 1
Μέτρα επιπέδου 2
Μέτρα επιπέδου 3
Guidelines
Guidelines on certain aspects of the MiFID II suitability requirements - EnGuidelines on certain aspects of the MiFID II suitability requirements - ElJOINT ESMA AND EBA GUIDELINES ON THE ASSESSMENT OF THE SUITABILITY OF MEMBERS OF THE MANAGEMENT BODY AND KEY FUNCTION HOLDERS - 26.9.2017Guidelines on complex debt instruments and structured deposits (Final report) - En Guidelines on complex debt instruments and structured deposits (Final report) - El Guidelines on cross-selling practices (Final report) - En Guidelines on cross-selling practices (Final report) - El Guidelines for the assessment of knowledge and competence (Final report) - En Guidelines for the assessment of knowledge and competence (Final report)- El Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II (Final report I) - En Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II (Final report II) - EnGuidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II - EL Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II - EnGuidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II - El Guidelines on the management body of market operators and data reporting service providers - EnGuidelines on the management body of market operators and data reporting service providers - El Guidelines on MiFID II product governance requirements - EnGuidelines on MiFID II product governance requirements - El
Q&As
Opinions - Consultations - Other
ESMA MiFID II Supervisory briefing: Appropriateness and execution-only - 04.04.2019Opinion on position limits on ICE ENDEX Italian PSV Gas contracts - 11.03.2019Opinion on position limits on Powernext Italian PSV gas futures - 11.03.2019Opinion on position limits on Powernext CEGH-VTP natural gas contracts - 11.03.2019Opinion on position limits on Powernext GPL natural gas contracts - 11.03.2019Opinion on position limits on Powernext NCG natural gas contracts - 11.03.2019Opinion on position limits on Powernext PEG natural gas contracts - 11.03.2019Opinion on position limits on PXE Hungarian Power Baseload Future contracts - 11.03.2019 Final Report - Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) - 12.12.2018Opinion on position limits on Phelix DE/AT Base Power contract - 5.10.2018Opinion on position limits on UK Natural Gas contracts - 5.10.2018Opinion on position limits on Swiss Power Base contracts - 5.10.2018ESMA withdraws MiFID automated trading guidelines following their incorporation into MiFID II - 3.10.2018ESMA UPDATES ITS OPINION ON ANCILLARY ACTIVITY CALCULATIONSLETTER TO THE COMMISSION ON MIFID II THIRD COUNTRY REGIMEOPINION ON THE ANCILLARY ACTIVITY CALCULATIONSESMA agrees to prohibit binary options and restrict CFDs to protect retail investors - 27.3.2018ESMA issues opinion on the treatment of packages under the trading obligation for derivatives - 21.3.2018European Parliament - Briefing on equivalence decisions under the Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) - 25.1.2018ESMA publishes first MiFID II position management controls for commodity derivatives - 9.1.2018Public Register for the Trading Obligation for derivatives under MiFIR - 9.1.2018List of trading venues benefiting from a transitional exemption from the access provisions under MiFIR - 9.1.2018ESMA publishes first MiFID II position management controls for commodity derivatives - 9.1.2018
2017
Διαφάνεια
Γνωστοποίηση συναλλαγών